A companion to that rule, the SEC's Customer Identification Program rule, "remains in a proposed state," he wrote. House ...

When Paul Atkins replaced Gary Gensler, things were expected to change with the SEC, and they have, to a large extent.

The Jack Bogle-founded firm is looking to apply its famed dual-share class structure to actively managed strategies.

The Securities and Exchange Commission (SEC) has cautioned Nigerians against investing in a cryptocurrency called Punisher ...

BlackRock BLK and Blackstone BX are leading U.S.-based asset management firms. While BLK focuses on public market investments and exchange-traded funds (ETFs), BX specializes in alternative assets ...

The SEC accord provided $135 million in remediation to investors, minus the $40 million and minus $2.1 million for individual claims. Vanguard's total payout to the SEC was $106.4 million ...

Capital Group and KKR & Co. won approval from the U.S. Securities and Exchange Commission to begin selling two credit funds, a key step in their joint effort to build a suite of products for ...

Optimism is building that a game-changing fund design that will help asset managers shrink clients’ tax bills and grow their ETF businesses will soon be approved by the US securities regulator.

The Securities and Exchange Commission (SEC) gave the green light for the trading of options tied to ether (ETH) exchange-traded funds (ETFs). On Wednesday, the regulator approved a filing from ...

The United States Securities and Exchange Commission (SEC) has approved options trading for multiple spot Ether (ETH) exchange-traded funds (ETFs), a move that may broaden the investment appeal of ...

Vanguard Mortgage-Backed Securities ETF (NASDAQ:VMBS – Get Free Report) was the target of a large growth in short interest in the month of March. As of March 15th, there was short interest ...