Gerry Spitzer of Questar Capital Partners shares his perspective of building a business at Merrill and, more recently, UBS, ...

Scott shares some great tips on how to enhance the value of your investment advisory practice and the challenges financial advisors face when looking to sell their practice or merge with another one.

Stoy Hall, CEO & Founder of Black Mammoth, stated, "the family office model focuses tremendously on the assets and legacy, ...

The firm’s CEO cited a “very competitive” recruiting market in 2024, but forecasts a better 2025 as longer-term efforts pay ...

Advisor Thomas Chadwick allegedly lost clients $11.1 million, and several of them blame Fidelity's lack of supervision, according to a statement filed with FINRA.

The storied family office has also launched a new RIA, to which it will transition the vast majority of its $9 billion in ...

Salient Wealth Planning Group is the latest advisory team to leave Osaic after the integration of its broker/dealer entities.

The potential disruption of the AI market is shaking up some investment theses. But many are waiting for the dust to settle ...

Pennsylvania-based Legacy Planning Partners represents the latest addition to Hub Retirement and Private Wealth, a Hub division servicing about $172 billion in total assets.

The deal with Carlson Capital Management is Sequoia’s largest by number of employees and wealth advisors. It also allows the firm to offer internal tax planning and preparation services.

SageSpring is Dynasty’s largest RIA partnership to date and boosts total assets on its platform to $105 billion.

Financial Services Institute CEO Dale Brown acknowledged the organization wasn’t as familiar with potential DOL Head Rep.