Discover why financial advisors are becoming independent RIAs: autonomy, financial rewards, client focus, flexibility, and ...

Across the industry, financial advisors are anticipating a busy 2026. From consumer protection cuts to AI regulation, wealth management could look very different a year from now.

Envestnet has rolled out its fourth-quarter 2025 technology updates for the Envestnet | Tamarac platform, sharpening its focus on a core challenge facing ...

Corey Kupfer is founder & managing partner of Kupfer PLLC, a law firm that specializes in working with RIAs on M&A, tuck-ins, breakaways and succession planning. He’s been telling InvestmentNews how ...

The marketing rule, which went into effect May 4, 2021, governs how advisors use testimonials, endorsements and third-party ratings in advertising. While the rule opened the door to modern marketing ...

The largest registered investment advisors now account for more than half of all client assets in the channel, and their share continues to grow. A recent report by Cerulli Associates found there are ...

Backed by Venrock and a roster of strategic wealth executives, the AI prospecting startup is doubling down on its efforts to ...

In 2019, Charles Schwab announced its acquisition of TD Ameritrade, setting off a lengthy, often criticized integration process with TD’s RIA custody business. The conversion of TD advisors to the new ...

Data can be a precious commodity for an RIA. But like so many raw materials, this highly sought-after resource can become a significant liability if they aren’t used, managed and stored properly. Not ...

This is the 16th installment in a Financial Planning series by Chief Correspondent Tobias Salinger on how to build a successful RIA. See the previous stories here, or find them by following Salinger ...

The registered investment advisor (RIA) industry is experiencing a massive shift in the workforce. A 2020 report by Cerulli Associates, a leading research firm in the RIA space, predicted that more ...